Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Celeste Hallaian is a financial advisor with over 30 years of experience in the financial services industry. Lisa is currently registered with Cambridge Investment Research Advisors, Inc. and has a Series 7, Series 63, and Series 65 license. Lisa's past experience includes roles at Prudential Investment Management Services LLC, John Hancock Funds, LLC, J.P. Morgan Securities Inc., Nuveen Investments, and Smith Barney Shearson Inc. Lisa is committed to providing her clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
01/01/2025 - Present
Cambridge Investment Research Advisors, Inc. (Newport Beach CA)
NJ
07/26/2006 - 07/13/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
08/28/2002 - 05/31/2006
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
NY
05/01/2001 - 11/21/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/25/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
11/04/1996 - 10/18/2000
NUVEEN INVESTMENTS (CHICAGO IL)
CA
01/26/1996 - 09/23/1996
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NY
07/31/1993 - 02/03/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/24/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/23/1986 - 04/26/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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