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Lisa Carla Colombo

Empower Financial Services, Inc.

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About Lisa Carla Colombo

Lisa Colombo is a financial advisor registered with Empower Financial Services, Inc. Lisa has been in the financial services industry since August 2, 1999. Lisa holds the Series 6, Series 7, Series 24, and Series 66 licenses. Lisa has been registered with Empower Financial Services, Inc. since January 4, 2021.

Firm Information

Lisa Colombo is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Colombo’s Registration & Firm History

CT

01/04/2021 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

05/01/2014 - 01/04/2021

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

03/06/2006 - 05/01/2014

MML INVESTORS SERVICES, LLC (ENFIELD CT)

CA

03/17/2005 - 01/20/2006

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NY

01/07/2004 - 02/23/2005

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)

NE

03/09/2001 - 12/31/2003

FREEDOM FINANCIAL, INC. (OMAHA NE)

IN

07/08/2000 - 03/12/2001

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

NH

06/14/1999 - 07/08/2000

POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)

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Licenses & Designations

BOTH

Issued 12/08/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/11/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Carla Colombo.
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