Unclaimed
Lisa Colombo is a financial advisor registered with Empower Financial Services, Inc. Lisa has been in the financial services industry since August 2, 1999. Lisa holds the Series 6, Series 7, Series 24, and Series 66 licenses. Lisa has been registered with Empower Financial Services, Inc. since January 4, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/04/2021 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
05/01/2014 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
03/06/2006 - 05/01/2014
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CA
03/17/2005 - 01/20/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
01/07/2004 - 02/23/2005
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
NE
03/09/2001 - 12/31/2003
FREEDOM FINANCIAL, INC. (OMAHA NE)
IN
07/08/2000 - 03/12/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NH
06/14/1999 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
BOTH
Issued 12/08/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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