Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Mendis is a financial advisor with Raymond James & Associates, Inc. Lisa has been in the financial services industry since 2010. Lisa has a series 7 and series 66 license, in addition to the SIE exam. Lisa has worked for several firms over the years, including Fidelity Brokerage Services LLC, Sanders Morris Harris LLC, EF Legacy Securities, LLC, and Lion Street Financial. Lisa is currently registered in Connecticut, Florida, Georgia, Maine, Massachusetts, New Hampshire, New Jersey, New York, and South Carolina. Lisa offers a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/08/2021 - Present
Raymond James & Associates, Inc. (WELLESLEY HILLS MA)
MA
01/02/2020 - 10/08/2021
LION STREET FINANCIAL, LLC (NEWTON MA)
MA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (NEWTON MA)
MA
01/21/2016 - 04/22/2016
SANDERS MORRIS HARRIS LLC (NEWTON MA)
NH
03/20/2014 - 09/04/2015
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
10/21/2008 - 11/30/2012
CHARLES SCHWAB & CO., INC. (BURLINGTON MA)
BOTH
Issued 12/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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