Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Esteves-dixon is a financial advisor at Raymond James & Associates, Inc. based in INVERNESS, FL. Lisa has been in the financial services industry since 1999. Lisa is registered to provide investment advice in Florida and Texas. Lisa specializes in providing financial advice to individuals, businesses, pension and profit-sharing plans, charitable organizations, and insurance companies. Lisa is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/11/2020 - Present
Raymond James & Associates, Inc. (INVERNESS FL)
FL
09/19/2001 - 04/01/2014
INVEST FINANCIAL CORPORATION (INGLIS FL)
TN
04/12/2001 - 10/08/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
06/29/1999 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
BC
Issued 05/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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