Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Carletta-vieites is a registered representative with UBS Securities LLC. Lisa has been in the securities industry since December 21, 2015 and is currently registered with FINRA. Lisa holds the Series 99 and SIE licenses. Lisa's office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/22/2015 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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