Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Andrews-bowers is a financial advisor with over 25 years of experience in the industry. Lisa is currently registered with RBC Capital Markets, LLC and is also a registered Investment Advisor in Connecticut. Lisa previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, and Advest, Inc. Lisa has a strong background in providing financial planning and portfolio management services to individuals, families, and businesses. She has also served as a consultant to various employee benefit plans, endowment funds, and foundations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/30/2020 - Present
RBC Capital Markets, LLC (WELLESLEY HILLS MA)
MA
01/30/2019 - 07/24/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
MA
05/27/2008 - 01/02/2019
WELLS FARGO CLEARING SERVICES, LLC (WALTHAM MA)
MA
03/08/2006 - 05/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
CT
02/26/2004 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
03/09/2002 - 03/17/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
08/27/1998 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
09/25/1995 - 08/25/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
09/09/1994 - 09/14/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
02/05/1993 - 10/20/1993
DICKINSON & CO. (DES MOINES IA)
IA
Issued 09/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1993
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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