Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Buffington is a financial professional with over 20 years of experience in the financial services industry. Lisa has a strong background in retirement planning and financial literacy, and is committed to providing her clients with personalized advice and guidance. Lisa is currently registered with MMA Securities LLC and holds Series 6, 63, 26, and 65 licenses. Prior to joining MMA Securities LLC, Lisa was employed by Prudential Investment Management Services LLC, Prudential Insurance Company of America, and Prudential Retirement. Lisa is also a Board Chair of the Capital Preparatory Schools Charter Management Organization and the Co-Chair of the Hartford Chapter of WIPN. Lisa is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
MA
08/19/2024 - Present
MMA Securities LLC (Boston MA)
CT
09/15/2004 - 06/25/2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
04/07/2004 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
PA
02/07/1997 - 12/17/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 07/19/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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