Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Brooks is a financial advisor with Empower Financial Services, Inc.. Lisa Brooks has been working in the financial services industry for 2 years. Lisa Brooks is registered with FINRA and is licensed in Missouri. Lisa Brooks holds the Series 63, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
06/29/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
BC
Issued 06/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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