Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Braden is a financial advisor with &partners, registered with both the Securities and Exchange Commission and FINRA. Lisa has been working in the financial industry since 1998 and has a strong background in providing financial planning and portfolio management services to a variety of clients, including individuals, corporations, and trusts. Lisa is registered in 51 states and holds Series 7, 9, 10, 63 and 65 licenses. Lisa is a licensed agent in Texas, as well. Lisa is committed to providing her clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
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2
TN
06/18/2024 - Present
&partners (NASHVILLE TN)
MO
09/20/2022 - 06/11/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
VA
11/11/2016 - 06/10/2024
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
VA
09/19/2018 - 12/15/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GLEN ALLEN VA)
MO
10/21/2016 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
07/01/2003 - 09/30/2016
WELLS FARGO ADVISORS, LLC (GREENVILLE NC)
NY
06/02/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/20/1998 - 05/26/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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