Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Horswell is a financial advisor at M Holdings Securities, Inc. with over 25 years of experience in the financial services industry. Lisa has a broad range of experience providing financial advice and investment management services. Lisa holds several industry licenses, including Series 6, Series 63, and Series 26. Lisa focuses on providing financial guidance and investment management services to individuals, high-net-worth individuals, corporations, and retirement plans. Lisa has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/17/2017 - Present
M Holdings Securities, Inc. (Newport Beach CA)
CA
12/17/2015 - 05/23/2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (El Segundo CA)
CA
11/14/2007 - 12/17/2015
M HOLDINGS SECURITIES, INC. (EL SEGUNDO CA)
WI
04/14/2003 - 03/12/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
09/10/2002 - 03/12/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
01/19/1999 - 09/27/2002
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
MA
09/11/1991 - 06/10/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/11/1991 - 06/10/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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