Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lomeli is a financial advisor registered with Wells Fargo Clearing Services, LLC. Lisa is a Registered Representative and Investment Advisor Representative with over 17 years of experience in the financial services industry. Lisa's primary focus is providing investment advice and financial planning services to individual clients and families. Lisa's background includes experience with both Wells Fargo Advisors, LLC and Chase Investment Services Corp. Lisa holds Series 6, 7, 63, and 66 licenses as well as the SIE exam. Lisa is also a Registered Investment Advisor in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/08/2014 - Present
Wells Fargo Clearing Services, LLC (SANTA BARBARA CA)
CA
10/01/2012 - 05/09/2014
J.P. MORGAN SECURITIES LLC (SANTA BARBARA CA)
CA
11/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SANTA BARBARA CA)
CA
01/03/2011 - 10/24/2011
WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)
CA
05/22/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA BARBARA CA)
CA
06/24/2005 - 12/01/2006
CITICORP INVESTMENT SERVICES (SANTA BARBARA CA)
BOTH
Issued 07/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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