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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Aubel is a financial advisor with Navy Federal Investment Services, LLC. Lisa has been in the financial services industry since 1997. Lisa has a broad range of experience, having worked at a number of firms before joining Navy Federal Investment Services, LLC. These firms include Northwestern Mutual Investment Services, LLC, Wells Fargo Advisors, LLC, UBS Financial Services Inc., Morgan Stanley DW Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., DEAN WITTER REYNOLDS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CORELINK FINANCIAL, INC., BA INVESTMENT SERVICES, INC. and CHARLES SCHWAB & CO., INC.. Lisa is registered as a Registered Representative and Investment Advisor Representative in California. She has earned a number of professional designations and licenses, including Series 7, 9, 10, 63, 66, SIE, and 99TO. Lisa is committed to providing her clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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VA
07/10/2018 - Present
Navy Federal Investment Services, LLC (Vienna VA)
CA
01/05/2015 - 01/04/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LA JOLLA CA)
CA
04/27/2011 - 10/16/2014
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
08/30/2005 - 03/23/2011
UBS FINANCIAL SERVICES INC. (SANTA ROSA CA)
NY
07/20/2001 - 08/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
09/11/2000 - 03/16/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/27/1999 - 09/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/02/1998 - 12/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
02/27/1998 - 06/29/1998
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
CA
08/06/1994 - 04/10/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
TX
03/08/1994 - 07/25/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 07/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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