Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Anne Pyzynski is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa has been in the financial services industry since June 1, 1991. Lisa has held positions with several firms including Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Bear, Stearns & Co. Inc., H.C. Wainwright & Co., Inc., Commonwealth Equity Services, Inc., Thomas James Associates, Inc., Cowen & Co., Paine Webber Incorporated, Charles Schwab & Co., Inc., and Fidelity Brokerage Services, Inc. Lisa is registered as a broker in the state of Texas, and as an investment advisor in the state of Connecticut. Lisa holds Series 6, 7, 63, and 65 licenses and has passed the SIE exam. Lisa provides advisory services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/24/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
NY
01/17/2003 - 03/25/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
09/08/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
05/14/1996 - 09/06/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/06/1995 - 05/08/1996
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
MA
08/10/1993 - 04/04/1995
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
NY
01/11/1993 - 02/17/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
07/07/1992 - 11/10/1992
COWEN & CO. (NEW YORK NY)
NJ
10/24/1990 - 06/22/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/07/1990 - 11/01/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
TX
04/13/1989 - 03/08/1990
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
04/06/1987 - 03/11/1988
FIDELITY BROKERAGE SERVICES, INC.
BC
Issued 09/10/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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