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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Anne Policare is an active financial advisor with Ameriprise Financial Services, LLC. Lisa Anne Policare is licensed to provide investment advice in Pennsylvania and Texas. Lisa Anne Policare has been working in the financial services industry since March 16, 1997. Prior to joining Ameriprise, Lisa Anne Policare was registered with LPL FINANCIAL LLC. Lisa Anne Policare offers a variety of financial services to individuals, families, and businesses. These services include financial planning, asset allocation, and portfolio management. Lisa Anne Policare is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
01/28/2022 - Present
Ameriprise Financial Services, LLC (New Hope PA)
PA
01/31/2003 - 02/09/2022
LPL FINANCIAL LLC (NEW HOPE PA)
MO
10/01/1999 - 02/04/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
03/23/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
GA
02/13/1997 - 02/08/1999
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
AZ
01/31/1997 - 02/06/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
01/28/1997 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
IA
Issued 04/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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