Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Anne Petrie is a financial advisor with over 38 years of experience in the industry. Lisa is registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since May 2022. Previously, Lisa was employed with UBS Financial Services Inc. from 1984 to 2012. She has a wide range of experience and holds licenses and certifications in various financial services fields. Lisa offers a variety of financial services to her clients, including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
05/13/2022 - Present
Wells Fargo Advisors Financial Network, LLC (INCLINE VILLAGE NV)
NV
10/05/2012 - 05/13/2022
WELLS FARGO CLEARING SERVICES, LLC (INCLINE VILLAGE NV)
CA
03/22/1984 - 10/09/2012
UBS FINANCIAL SERVICES INC. (LONG BEACH CA)
IA
Issued 11/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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