Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Kubica is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Lisa has been in the industry since November 1994. Lisa has been registered with Bank of America, N.A. and Lawson Financial Corporation previously. Lisa has a total of 39 state registrations, 2 IA registrations and is also registered with FINRA. Lisa's firm, Merrill Lynch, Pierce, Fenner & Smith Inc. manages assets between $10 billion - $50 billion. Lisa specializes in providing financial advice to individuals, businesses, pension plans and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/13/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHOENIX AZ)
AZ
09/13/2000 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PHOENIX AZ)
AZ
11/16/1994 - 11/13/2000
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
BOTH
Issued 09/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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