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Lisa Anne Dugan

Secure Planning, LLC

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About Lisa Anne Dugan

Lisa Dugan is a financial advisor at Secure Planning, LLC in Portsmouth, NH. Lisa has been in the financial services industry since 1998 and has a strong track record of success in helping clients achieve their financial goals. Lisa is a Certified Financial Planner and holds Series 6, 7, 24, 63, and 99TO licenses. Lisa provides a range of financial services to individual and institutional clients, including financial planning, investment management, and insurance. Lisa is committed to providing her clients with personalized financial advice and helping them make informed decisions about their money.

Firm Information

Lisa Dugan is currently registered with Secure Planning, LLC. Secure Planning, LLC is a Limited Liability Company formed in October 1990. Located in Portsmouth, NH, the firm provides financial planning and portfolio management services to individuals, including high-net-worth clients. Secure Planning, LLC has a strong track record, managing over $169 million in regulatory assets under management. The firm is registered with the SEC and in 21 states.
Secure Planning, LLC

42 MIDDLE ST

PORTSMOUTH, NH 03801

$169.33M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Dugan’s Registration & Firm History

NH

11/16/2007 - Present

Secure Planning, LLC (PORTSMOUTH NH)

MA

01/08/1998 - 08/07/1998

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 09/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/07/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Anne Dugan.
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