Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Dean is an investment advisor representative with LPL Financial LLC. Lisa has been in the industry since 2002 and has worked with a variety of firms, including Waddell & Reed, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fifth Third Securities, Inc., BANC ONE SECURITIES CORPORATION, and MORGAN STANLEY DW INC. Lisa holds the Series 66, Series 7 and Series 31 licenses and is registered in Michigan and Texas. Lisa works with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and investment clubs. Lisa specializes in providing financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
06/12/2024 - Present
LPL Financial LLC (KENTWOOD MI)
MI
02/15/2013 - 07/21/2021
WADDELL & REED (KENTWOOD MI)
MI
06/27/2008 - 02/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GRAND RAPIDS MI)
MI
12/15/2004 - 06/20/2008
FIFTH THIRD SECURITIES, INC. (COMSTOCK PARK MI)
IL
12/12/2003 - 12/17/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
08/29/2002 - 10/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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