Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Cardinal is a financial advisor with Empower Advisory Group, LLC. Lisa has been in the financial industry since 1990 and has held various roles at several firms, including Guardian Investor Services LLC, Fidelity Brokerage Services LLC, and TIAA-CREF Individual & Institutional Services, LLC. Lisa is registered with the state of Massachusetts as an investment advisor representative. She is also licensed to sell securities in Massachusetts. Lisa specializes in retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
02/06/2017 - Present
Empower Advisory Group, LLC (Boston MA)
NY
05/13/2010 - 11/14/2011
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
01/01/2008 - 02/13/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
10/05/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
MA
04/06/1998 - 07/24/2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BOSTON MA)
MA
01/17/1996 - 03/02/1998
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
05/10/1989 - 06/08/1995
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
09/09/1987 - 05/10/1989
THE PIONEER GROUP, INC.
IA
Issued 06/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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