Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Anne Capriotti -angileri is a financial advisor with LPL Enterprise, LLC in Rockford, Illinois. Lisa has been in the financial services industry since 1987. Lisa is registered with the state of Illinois as a broker and an investment advisor. Lisa is also registered with the state of Florida as a broker. Lisa holds Series 6, Series 63 and Series 65 licenses. Lisa also holds the SIE exam. Lisa is a financial advisor who is committed to providing her clients with the highest level of service and expertise. Lisa specializes in retirement planning, investment management, and insurance. Lisa also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2024 - Present
LPL Enterprise, LLC (ROCKFORD IL)
NJ
04/14/1987 - 04/05/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 06/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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