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Lisa Anne Broome

Goal Quest Advisors, LLC

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About Lisa Anne Broome

Lisa Broome is a financial advisor with Goal Quest Advisors, LLC. Lisa has been a registered representative since 1997 and has worked in the financial services industry for over 20 years. Lisa has a wide range of experience, having previously worked with companies like DAS Financial Services, Inc., Hornor, Townsend & Kent, Inc., and Lincoln Financial Advisors Corporation. Lisa specializes in providing financial planning and portfolio management services for individuals and families. Lisa is also a Certified Financial Planner.

Firm Information

Lisa Broome is currently registered with Goal Quest Advisors, LLC. Goal Quest Advisors, LLC is a registered investment advisor with approximately $82.8 million in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit sharing plans.

$82.76M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Broome’s Registration & Firm History

PA

09/22/2014 - Present

Goal Quest Advisors, LLC (BERWYN PA)

PA

08/13/2008 - 04/20/2009

DAS FINANCIAL SERVICES, INC. (WEST CONSHOHOCKEN PA)

PA

05/12/2004 - 03/06/2007

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

IN

03/26/2002 - 01/15/2004

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

03/26/2002 - 01/15/2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

PA

06/12/1997 - 07/20/2000

VALLEY FORGE ASSET MANAGEMENT CORP. (KING OF PRUSSIA PA)

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Licenses & Designations

BOTH

Issued 09/08/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2005

Series 24 - General Securities Principal Examination

BC

Issued 12/01/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lisa Anne Broome.
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