Unclaimed
Lisa Berg is a financial advisor with Pruco Securities, LLC. Lisa has been in the financial industry since 2005. She is licensed to sell securities in Arizona, California, Georgia, New Mexico, Texas, Utah, and Washington. She holds Series 6 and SIE licenses. Lisa is a Registered Representative of LPL Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
AZ
08/19/2015 - Present
Pruco Securities, LLC (Phoenix AZ)
CA
09/05/2005 - 08/12/2015
FIRST INVESTORS CORPORATION (SAN DIEGO CA)
BC
Issued 08/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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