Unclaimed
Lisa Amador is a financial advisor with Wells Fargo Clearing Services, LLC. Lisa has been in the financial industry since 1985 and has a wide range of experience. Lisa is a registered representative and investment advisor representative in California. Lisa has also worked for Wells Fargo Investments, LLC, Wells Fargo Securities Inc., First Interstate Investments, Inc., Sutro & Co. Incorporated, Kemper Securities Group, Inc., and Bateman Eichler, Hill Richards, Incorporated. Lisa holds Series 3, 4, 7, 8, 9, 10, 24, 63, and 65 licenses. Lisa is dedicated to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/22/2011 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
CA
05/02/2001 - 03/25/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/13/1994 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
05/06/1996 - 12/11/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
07/05/1991 - 02/01/1994
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
09/04/1990 - 06/25/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
10/24/1986 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
08/12/1985 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
04/23/1985 - 08/20/1985
WEDBUSH, NOBLE, COOKE, INC
IA
Issued 12/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/29/1987
Series 4 - Registered Options Principal Examination
BC
Issued 03/21/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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