Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Sturdivant is a financial advisor who has been in the industry since 2003. Lisa is currently registered with Allspring Funds Distributor, LLC in California. Lisa has worked for other firms such as BlackRock Investments, LLC and BlackRock Fund Distribution Company. Lisa has passed the Series 63, 65, 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/20/2019 - Present
Allspring Funds Distributor, LLC (SAN FRANCISCO CA)
CA
01/03/2012 - 04/18/2017
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
10/16/2001 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
BC
Issued 04/19/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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