linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lisa Ann Stokes

Schwab Wealth Advisory, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lisa? Claim Your Profile

About Lisa Ann Stokes

Lisa Stokes is a financial advisor who has been in the financial services industry since November 7, 2000. Lisa has been a registered representative with Schwab Wealth Advisory, Inc. since February 2015. Lisa holds the Series 7, 63, and 66 securities licenses. She is also a Certified Financial Planner. Lisa has experience working with individual clients, as well as providing portfolio management for businesses. She has a strong understanding of the financial markets and is committed to helping clients reach their financial goals.

Firm Information

Lisa Stokes is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Swa program paid by wrap sponsor pursuant to cost plan formula.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lisa Stokes’s Registration & Firm History

CO

01/10/2021 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

OR

12/17/2013 - 01/29/2015

FIDELITY BROKERAGE SERVICES LLC (PORTLAND OR)

CO

07/28/2000 - 10/14/2013

CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)

Not sure if Lisa Ann Stokes is right for you?

Licenses & Designations

BOTH

Issued 07/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lisa Ann Stokes.
Not sure if Lisa Ann Stokes is right for you?