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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Schomer is a financial advisor with over 30 years of experience in the industry. Lisa is currently registered with LPL Financial LLC and has offices in SANTA BARBARA, CA. Lisa has been registered with LPL Financial LLC since 2009. Previously, Lisa worked at WATERSTONE FINANCIAL GROUP, INC. in ITASCA, IL, INVESTACORP, INC. in MIAMI, FL, PRUDENTIAL SECURITIES INCORPORATED in NEW YORK, NY and VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. in HOUSTON, TX. Lisa holds the Series 6, 7, 24, 63 and SIE licenses. She is also a Certified Financial Planner. Lisa is known for providing financial planning, pension consulting, educational seminars and selection of other advisers services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/18/2020 - Present
LPL Financial LLC (SANTA BARBARA CA)
IL
12/01/2004 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (ITASCA IL)
FL
12/24/1998 - 12/01/2004
INVESTACORP, INC. (MIAMI FL)
NY
04/24/1998 - 12/16/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
11/15/1990 - 06/14/1996
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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