Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Sandhaus is an investment advisor representative with Fidelity Personal AND Workplace Advisors. Lisa has been in the financial industry since January 2011. Lisa has experience with a variety of investment products and services, including portfolio management, financial planning, and educational seminars. Lisa is registered to provide investment advice in Connecticut and Texas, and holds Series 63, 65, 66 and 7 licenses. Lisa previously worked at Equitable Advisors, LLC and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/08/2025 - Present
Fidelity Personal AND Workplace Advisors (FAIRFIELD CT)
CT
07/13/2017 - 07/15/2022
EQUITABLE ADVISORS, LLC (SHELTON CT)
NY
11/05/1993 - 06/22/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 03/26/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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