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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Roberts is a financial advisor with Cetera Investment Advisers LLC and has been in the industry since 1992. Lisa is registered with the state of Massachusetts as an investment advisor representative. Lisa Roberts has a strong background in financial planning and portfolio management. Lisa provides financial planning and portfolio management services to individuals, businesses, and charitable organizations. Lisa has held previous roles at various firms including VOYA FINANCIAL ADVISORS, INC., JANNEY MONTGOMERY SCOTT LLC, MORGAN STANLEY DW INC., LEHMAN BROTHERS INC. and L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
EASTHAM, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (EASTHAM MA)
MA
04/07/2009 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (EASTHAM MA)
NY
09/02/2005 - 04/22/2009
JANNEY MONTGOMERY SCOTT LLC (SARATOGA SPRINGS NY)
NY
09/30/2002 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
11/17/1981 - 10/30/1991
LEHMAN BROTHERS INC.
NA
06/04/1985 - 06/04/1987
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
BOTH
Issued 9/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1983
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/13/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 8/22/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/2/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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