Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Richmond is a financial advisor with Pruco Securities, LLC. Lisa has been in the financial industry since 2011 and is licensed to provide financial services in New Jersey and New York. Lisa is a registered representative and investment advisor representative. Lisa is associated with Pruco Securities, LLC's East Brunswick, NJ branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
10/03/2016 - Present
Pruco Securities, LLC (EAST BRUNSWICK NJ)
IA
Issued 09/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 12/08/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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