Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Pinkham is a registered financial professional with over 30 years of experience in the financial services industry. Lisa has held positions with Cetera Advisor Networks LLC, Securian Financial Services, Inc., Locust Street Securities, Inc., Ascend Financial Services, Inc., and Century Investors of America, Inc. Lisa holds the Series 6, 24, 62, 63 and 65 securities licenses and is currently registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/10/2023 - Present
Cetera Advisor Networks LLC (SPRINGFIELD IL)
IL
11/02/2001 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (SPRINGFIELD IL)
IA
12/04/1998 - 11/01/2001
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
12/15/1995 - 01/04/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NA
05/31/1989 - 06/04/1992
CENTURY INVESTORS OF AMERICA, INC.
IA
Issued 10/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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