Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Paraizo-smith is a financial advisor with over 26 years of experience in the financial services industry. Lisa is currently registered with J.p. Morgan Securities LLC and J.p. Morgan Private Wealth Advisors LLC. Lisa has previously worked with First Republic Securities Company, LLC, Credit Suisse Securities (USA) LLC, National Securities Corporation, Brookshire Securities Corporation, Newbridge Securities Corporation, Sterling Financial Investment Group, Inc., GKN Securities Corp., First American Equities, Inc., Joseph Charles & Assoc., Inc., Wheat, First Securities, Inc., Fahnestock & Co., Inc., and Reich & Co., Inc. Lisa has a broad range of experience in the financial services industry, including experience in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/20/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
FL
11/13/2015 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palm Beach Gardens FL)
FL
06/04/2012 - 12/08/2015
CREDIT SUISSE SECURITIES (USA) LLC (WEST PALM BEACH FL)
FL
07/02/2007 - 06/04/2012
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
05/08/2006 - 06/08/2007
BROOKSHIRE SECURITIES CORPORATION (FT. LAUDERDALE FL)
FL
10/16/2003 - 04/20/2006
NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)
FL
08/28/2000 - 01/09/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
NY
04/15/1999 - 08/30/2000
GKN SECURITIES CORP. (NEW YORK NY)
FL
09/17/1998 - 04/22/1999
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
FL
11/16/1995 - 09/14/1998
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
NC
07/14/1995 - 11/08/1995
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
03/21/1994 - 05/17/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
09/21/1993 - 03/22/1994
REICH & CO., INC.
IA
Issued 08/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2003
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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