Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Paraizo-smith is a financial advisor with over 27 years of experience in the industry. Lisa has a strong track record of success in providing financial advice to individuals and businesses. Lisa currently works for J.P. MORGAN SECURITIES LLC, and also works with J.P. MORGAN PRIVATE WEALTH ADVISORS LLC. Lisa is licensed in numerous states and holds multiple securities licenses, including Series 65 and Series 7. Lisa has a deep understanding of the financial markets and a commitment to providing her clients with personalized financial advice that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/20/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
FL
11/13/2015 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palm Beach Gardens FL)
FL
06/04/2012 - 12/08/2015
CREDIT SUISSE SECURITIES (USA) LLC (WEST PALM BEACH FL)
FL
07/02/2007 - 06/04/2012
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
05/08/2006 - 06/08/2007
BROOKSHIRE SECURITIES CORPORATION (FT. LAUDERDALE FL)
FL
10/16/2003 - 04/20/2006
NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)
FL
08/28/2000 - 01/09/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
NY
04/15/1999 - 08/30/2000
GKN SECURITIES CORP. (NEW YORK NY)
FL
09/17/1998 - 04/22/1999
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
FL
11/16/1995 - 09/14/1998
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
NC
07/14/1995 - 11/08/1995
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
03/21/1994 - 05/17/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
09/21/1993 - 03/22/1994
REICH & CO., INC.
IA
Issued 8/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2003
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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