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Lisa Ann Nyen

Riversource Distributors, Inc.

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About Lisa Ann Nyen

Lisa Nyen is a financial professional with over 20 years of experience in the financial services industry. Lisa has a Series 6 and Series 63 license. Lisa is currently registered with Riversource Distributors, Inc. and is located in Minneapolis, Minnesota. Lisa has previously been employed by American Enterprise Investment Services Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company.

Firm Information

Lisa Nyen is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Nyen’s Registration & Firm History

MN

05/04/2018 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

02/28/2018 - 04/03/2018

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)

MN

04/27/1998 - 02/28/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

04/27/1998 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 09/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Ann Nyen.
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