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Lisa Ann Neff

West Coast Financial, LLC

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About Lisa Ann Neff

Lisa Neff is an investment advisor representative with West Coast Financial, LLC. Lisa has over 20 years of experience in the financial services industry. Prior to joining West Coast Financial, LLC, Lisa was with Sorrento Pacific Financial, LLC and Franklin Street Securities, Inc. Lisa holds the Series 7, Series 63, and Series 66 securities licenses. Lisa specializes in providing financial advice to individuals, families, and businesses. Lisa is committed to helping clients achieve their financial goals.

Firm Information

Lisa Neff is currently registered with West Coast Financial, LLC. West Coast Financial, LLC is a registered investment advisor headquartered in Santa Barbara, California. The firm manages assets for a diverse clientele, including high-net-worth individuals, corporations, pension plans, and charitable organizations. West Coast Financial provides a range of advisory services, including financial planning, portfolio management, and pension consulting. The firm manages over $1.89 billion in assets.
West Coast Financial, LLC

1435 ANACAPA STREET

SANTA BARBARA, CA 93101

$1.90B

Assets Under Management

9

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Neff’s Registration & Firm History

CA

09/23/2015 - Present

West Coast Financial, LLC (SANTA BARBARA CA)

CA

02/10/2011 - 06/01/2012

SORRENTO PACIFIC FINANCIAL, LLC (SANTA BARBARA CA)

NC

09/02/2004 - 06/07/2010

FRANKLIN STREET SECURITIES, INC. (CHAPEL HILL NC)

NY

05/02/2001 - 12/31/2002

LAZARD FRERES & CO. LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/17/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lisa Ann Neff.
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