Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Maik is a financial professional with over 20 years of experience in the securities industry. Lisa is currently registered with Fidelity Brokerage Services LLC. Lisa has held previous positions at SUNTRUST ROBINSON HUMPHREY, INC., BTIG, LLC, COWEN AND COMPANY, and SHERWOOD SECURITIES CORP. Lisa holds FINRA Series 7, 57, 63 and SIE licenses. Lisa is licensed to offer securities in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
10/26/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NY
03/19/2018 - 03/17/2020
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NJ
02/28/2007 - 07/26/2017
BTIG, LLC (RED BANK NJ)
NY
11/12/1998 - 02/05/2007
COWEN AND COMPANY (NEW YORK NY)
NY
07/17/1997 - 10/30/1998
SHERWOOD SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2018
Series 57 - Securities Trader Exam
BC
Issued 07/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Lisa Maik is the right advisor for you? Invested Better is here to help.
