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Lisa Ann MacArelli

Kovack Securities Inc.

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About Lisa Ann MacArelli

Lisa MacArelli is a financial advisor with Kovack Securities Inc. Lisa has been in the securities industry since December 2005. She is registered with the state of New York and Massachusetts. Lisa holds the Series 63, Series 7 and SIE licenses. Lisa previously worked for IFS Securities, Raymond James Financial Services, Inc., Raymond James & Associates, Inc., and Citigroup Global Markets Inc.

Firm Information

Lisa MacArelli is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa MacArelli’s Registration & Firm History

NY

09/16/2019 - Present

Kovack Securities Inc. (Saratoga Springs NY)

NY

04/29/2016 - 09/16/2019

IFS SECURITIES (Saratoga Springs NY)

NY

09/13/2007 - 05/09/2016

RAYMOND JAMES FINANCIAL SERVICES, INC. (SARATOGA SPRINGS NY)

FL

12/14/2005 - 08/01/2007

RAYMOND JAMES & ASSOCIATES, INC. (TALLAHASSEE FL)

NY

06/14/2005 - 10/17/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/22/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lisa Ann MacArelli.
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