Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Kim is a financial advisor who has been in the industry since 2000. Lisa Ann Kim is currently registered with LPL Financial LLC and has offices in Janesville, WI and Evansville, WI. Lisa Ann Kim has been a financial advisor with BMO Harris Financial Advisors, Inc. and Citigroup Global Markets Inc. in the past. Lisa Ann Kim is a Certified Financial Planner. Lisa Ann Kim's firm offers a variety of investment products and services, including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/24/2021 - Present
LPL Financial LLC (JANESVILLE WI)
WI
11/13/2014 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (MONONA WI)
IL
05/29/2007 - 10/17/2014
CITIGROUP GLOBAL MARKETS INC. (NAPERVILLE IL)
IL
05/27/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
IL
08/30/2001 - 05/30/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
08/08/2000 - 07/20/2001
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BOTH
Issued 04/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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