Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa ann? Claim Your ProfileLisa ann Mastropoalo is an Investment Advisor Representative with Pruco Securities, LLC. Lisa ann has been in the securities industry since 2012 and is registered with the states of California and Texas. Lisa ann holds Series 6, 7, 63, and 66 securities licenses as well as the SIE. Prior to joining Pruco Securities, LLC, Lisa ann worked as a Financial Advisor with UBS Financial Services Inc., and Wells Fargo Advisors, LLC.
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Compensation from lpl enterprise, llc
1
2
CA
12/02/2022 - Present
Pruco Securities, LLC (Fresno CA)
CA
08/06/2018 - 12/07/2022
UBS FINANCIAL SERVICES INC. (FRESNO CA)
CA
11/08/2016 - 08/09/2018
WELLS FARGO CLEARING SERVICES, LLC (FRESNO CA)
CA
08/06/2012 - 08/05/2014
WELLS FARGO ADVISORS, LLC (FRESNO CA)
BOTH
Issued 01/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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