Unclaimed
Lisa Guttry is a financial advisor who has been in the industry since 2003. Lisa holds a Series 6 and Series 63 license, as well as the SIE. Lisa is currently registered with Country Capital Management Co. in Elko, Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NV
03/11/2003 - Present
Country Capital Management Co. (Elko NV)
IA
Issued 08/31/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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