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Lisa Ann Grimm

Prudential Investment Management Services LLC

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About Lisa Ann Grimm

Lisa Grimm is a financial professional with over 17 years of experience in the financial services industry. Lisa has a strong background in the insurance and investment industry. She is currently registered with Prudential Investment Management Services LLC, a financial services firm based in Newark, New Jersey. Lisa is licensed in Iowa. She holds the Series 6, Series 63 and SIE licenses. Lisa has previously held positions at Prudential Annuities Distributors, Inc, Athene Securities, LLC, Directed Services LLC, MetLife Securities, Inc, MetLife Investors Distribution Company and New England Securities. She has a strong commitment to providing her clients with personalized financial advice and guidance.

Firm Information

Lisa Grimm is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Grimm’s Registration & Firm History

NJ

04/26/2024 - Present

Prudential Investment Management Services LLC (Newark NJ)

CT

09/03/2020 - 04/30/2024

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

IA

03/02/2018 - 07/28/2020

ATHENE SECURITIES, LLC (WEST DES MOINES IA)

IA

07/11/2016 - 02/24/2018

DIRECTED SERVICES LLC (DES MOINES IA)

IA

10/18/2012 - 06/17/2016

METLIFE SECURITIES, INC (WEST DES MOINES IA)

IA

08/14/2006 - 06/17/2016

METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)

IA

08/14/2006 - 01/02/2015

NEW ENGLAND SECURITIES (WEST DES MOINES IA)

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Licenses & Designations

BC

Issued 10/23/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Ann Grimm.
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