Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Garza is a financial professional with over 16 years of experience in the industry. Lisa has a wide range of experience working with individual clients, high-net-worth individuals, corporations and pension plans. Lisa is currently registered with Concorde Asset Management, LLC in Texas, Michigan and Massachusetts. Prior to joining Concorde Asset Management, LLC, Lisa held positions at Kestra Investment Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees from other advisors
1
2
TX
04/10/2024 - Present
Concorde Asset Management, LLC (Buda TX)
TX
07/01/2010 - 02/09/2024
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
06/01/2009 - 06/03/2010
MORGAN STANLEY SMITH BARNEY (AUSTIN TX)
TX
10/17/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
TX
10/31/2006 - 09/25/2007
AMERIPRISE FINANCIAL SERVICES, INC. (AUSTIN TX)
BOTH
Issued 12/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/20/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/10/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Garza is the right advisor for you? Invested Better is here to help.
