Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Gallo is a financial advisor who has been working in the financial services industry since 1996. Lisa is currently registered with Encompass More Asset Management LLC, a financial advisory firm headquartered in Danville, CA. Lisa has been active in the financial services industry for many years, and has experience in both the Broker-Dealer and Investment Advisor industries. Lisa's professional experience includes positions with Independent Financial Group, LLC, United Planners' Financial Services of America, and National Planning Corporation. Lisa holds Series 4, 7, and 66 licenses. Lisa also holds a Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
02/02/2024 - Present
Encompass More Asset Management LLC (DANVILLE CA)
CA
12/15/2023 - 01/30/2024
INDEPENDENT FINANCIAL GROUP, LLC (San Rafael CA)
CA
10/01/2018 - 12/14/2023
INDEPENDENT FINANCIAL GROUP, LLC (San Rafael CA)
CA
06/14/2017 - 10/08/2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (WALNUT CREEK CA)
CA
01/30/2014 - 06/15/2017
NATIONAL PLANNING CORPORATION (WALNUT CREEK CA)
CA
10/08/2012 - 08/01/2013
VSR FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
CA
11/10/2006 - 10/02/2012
WEDBUSH SECURITIES INC. (LAFAYETTE CA)
CA
08/04/2006 - 12/08/2006
HOWE BARNES HOEFER & ARNETT, INC. (SAN FRANCISCO CA)
CA
12/18/1995 - 08/04/2006
HOEFER & ARNETT, INCORPORATED (SAN FRANCISCO CA)
BOTH
Issued 03/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Gallo is the right advisor for you? Invested Better is here to help.
