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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Gallegos is an Investment Advisor Representative at World Investment Advisors, LLC. Lisa has been a registered representative for over 20 years, and has experience in the financial services industry. She has been active in the investment advisory industry since 2020. Lisa is a highly qualified professional who is committed to providing her clients with the best possible service. She is passionate about helping individuals and families achieve their financial goals. Lisa's experience includes working with a variety of clients, including individuals, families, businesses, and retirement plans. She is also experienced in providing financial planning services, including retirement planning, college savings, and estate planning. Lisa has passed both the Series 65 and the Series 63 exams. In addition, she is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/02/2020 - Present
World Investment Advisors, LLC (Sacramento CA)
CA
07/15/2013 - 06/10/2014
PAYCHEX SECURITIES CORPORATION (FOLSOM CA)
NY
07/25/2003 - 06/02/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MO
07/01/2003 - 07/22/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/17/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/14/1999 - 11/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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