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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Fiore is a financial advisor with over 15 years of experience in the industry. Lisa is registered with Morgan Stanley and has been with the firm since 2009. Lisa is licensed to provide investment advice in 54 states and districts, and has a wide range of experience in both individual and institutional investments. She holds a Series 66, Series 7, Series 3, Series 9, Series 10 and Series 31 licenses. Lisa also holds designations. Prior to joining Morgan Stanley, Lisa worked at PNC Investments and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/26/2020 - Present
Morgan Stanley (San Francisco CA)
FL
10/04/2013 - 05/14/2014
PNC INVESTMENTS (PORT ST. LUCIE FL)
FL
06/01/2009 - 09/27/2013
MORGAN STANLEY (STUART FL)
FL
11/30/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STUART FL)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/15/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 11/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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