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Lisa Ann Faina

Allstate Financial Services, LLC

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About Lisa Ann Faina

Lisa Faina is a financial professional with over 20 years of experience in the financial services industry. Lisa currently works with Allstate Financial Services, LLC. Lisa holds the Series 6 and Series 63 licenses and is registered with FINRA. Lisa is also registered with the state regulators of Florida, Georgia, Idaho, Kentucky, Maine, Maryland, North Carolina, and Virginia. Lisa has been serving clients since 1999.

Firm Information

Lisa Faina is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Faina’s Registration & Firm History

FL

05/26/1999 - Present

Allstate Financial Services, LLC (COOPER CITY FL)

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Licenses & Designations

BC

Issued 05/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Ann Faina.
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