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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Davis is a financial advisor who has been active in the industry since 1982. She is currently registered with Morgan Stanley and has previously worked with Citigroup Global Markets Inc., Parker, Alexander & Co. Incorporated, Blumenthal Securities, Inc., and Shearson/American Express Inc. Lisa holds a Series 7 and Series 63 license and has passed the Securities Industry Essentials (SIE) exam. Her experience encompasses investment advice for individuals, families, and businesses. She has a focus on financial planning and asset allocation, offering a range of services tailored to different client needs. She also provides educational seminars and guidance on selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Morgan Stanley (Pasadena CA)
CA
09/20/1984 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
NA
06/27/1983 - 11/08/1984
PARKER, ALEXANDER & CO. INCORPORATED
NA
01/13/1983 - 07/05/1983
BLUMENTHAL SECURITIES, INC.
NA
09/03/1982 - 10/13/1982
SHEARSON/AMERICAN EXPRESS INC.
BC
Issued 02/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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