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Lisa Ann Cottrell

Transamerica Financial Advisors, Inc.

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About Lisa Ann Cottrell

Lisa Cottrell is a financial advisor with over 25 years of experience in the industry. Lisa is currently registered with Transamerica Financial Advisors, Inc. in Jacksonville, Florida. She is also registered as an Investment Advisor Representative in Florida. Lisa has worked with a number of firms, including Wells Fargo Clearing Services, LLC and First Union Brokerage Services, Inc. Lisa has passed the Series 6, 7, 26, 63 and 65 exams.

Firm Information

Lisa Cottrell is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Cottrell’s Registration & Firm History

FL

01/11/2023 - Present

Transamerica Financial Advisors, Inc. (Jacksonville FL)

FL

10/01/2000 - 04/06/2021

WELLS FARGO CLEARING SERVICES, LLC (PALM COAST FL)

NC

10/21/1996 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 07/09/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/30/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Ann Cottrell.
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