Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Cavallari is a registered representative with Russell Investments Implementation Services, LLC. Lisa Cavallari holds Series 3, 7, 24, 63, 99TO and SIE licenses and has been in the industry since November 13, 2000. Previously, Lisa Cavallari was employed by Russell Fund Distributors, Inc., Part of Russell Investments and Barclays Global Investors Services. Lisa Cavallari is currently licensed in Washington. Lisa Cavallari works from the Seattle, Washington office of Russell Investments Implementation Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Execution services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts
1
2
WA
10/18/2007 - Present
Russell Investments Implementation Services, LLC (SEATTLE WA)
WA
10/21/2005 - 10/18/2007
RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS (TACOMA WA)
NY
03/26/2001 - 03/28/2005
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
NY
03/11/1999 - 02/11/2000
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
BC
Issued 03/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1999
Series 3 - National Commodity Futures Examination
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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