Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Brule is a financial advisor with Janney Montgomery Scott LLC. Lisa Ann has been in the financial services industry since June 1998. Lisa Ann has a wide range of experience and expertise, specializing in providing financial planning, pension consulting, and educational seminars. Lisa Ann is also registered as a financial advisor in 22 states and holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
07/26/2021 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
01/01/2008 - 04/23/2009
WACHOVIA SECURITIES, LLC (GARDEN CITY NY)
NY
12/16/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GARDEN CITY NY)
NY
05/18/1998 - 11/16/1998
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
IA
Issued 06/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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