Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Brislin is a financial advisor with Ameriprise Financial Services, LLC. Lisa has been in the financial services industry since February 2000. Lisa has Series 7, 9, 10, 63 and 66 securities licenses. Lisa also holds a license as an Investment Advisor Representative in the state of Texas. Lisa is licensed to provide financial advice in Arizona, California, Connecticut, Delaware, District of Columbia, Florida, Indiana, Maine, Maryland, Massachusetts, Minnesota, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas and Vermont. Lisa is registered as a Registered Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
04/29/2024 - Present
Ameriprise Financial Services, LLC (SCARBOROUGH ME)
ME
02/09/2007 - 10/25/2013
UBS FINANCIAL SERVICES INC. (PORTLAND ME)
ME
11/02/2001 - 02/09/2007
MCDONALD INVESTMENTS INC. (PORTLAND ME)
NY
02/06/2001 - 11/06/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/16/2000 - 02/12/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 02/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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