Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Breslin is a financial advisor with over 28 years of experience in the industry. Lisa has been registered with the Securities and Exchange Commission (SEC) since 2000 and is currently registered with the state of Pennsylvania. Lisa is a licensed Series 7, Series 63 and Series 65 representative. Lisa is a member of the Financial Industry Regulatory Authority (FINRA). She is currently employed with &partners, LLC. Lisa has previously worked with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc. and Paine Webber Incorporated. She has experience working with a variety of clients, including individuals, corporations, trusts, estates, and pension plans. Lisa provides financial planning, investment management, and portfolio management services to her clients. She is also a registered investment advisor and can provide investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
PA
12/11/2023 - Present
&partners (PHILADELPHIA PA)
PA
09/25/2006 - 09/22/2023
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
MO
07/01/2003 - 01/23/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/31/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/09/2000 - 08/06/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
03/30/1999 - 07/07/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/12/1994 - 04/15/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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